Pillar 3: The Compliance & Supervisor Dashboard
Providing leadership with the real-time visibility they've been missing.
How it Works
Our admin-level dashboard provides a supervisory view over all client relationships and advisor activities. This is where the data collected from the Client Hub and the "Buddy" co-pilot comes together to create actionable insights for management, turning compliance from a reactive chore into a proactive strategy.
Hover over the pipeline stages below to see examples of ML and RAG opportunities.
New Leads2
Alice Tan
David Chen
Contacted1
Bob Lim
Meeting Scheduled1
Catherine Ng
Proposal Sent1
Edward Soh
Onboarding1
Frankie Teo
Active Client1
Grace Ho
The Result: A True Balanced Scorecard (BSCF) & Higher SVI
Our platform is built to generate the evidence for the Balanced Scorecard automatically, directly impacting the bottom line for supervisors.
Automated Suitability Checks & Higher Supervisor Income
Supervisors can review "Buddy" session summaries and see every flagged conflict. An advisor who consistently recommends high-risk products to low-risk clients is no longer a hidden problem; they are a clear data point. This systematically improves team BSCF grades and directly maximizes the Supervisor's Variable Income (SVI).
Seamless Transitions & Agent Retention
If an advisor leaves, the new advisor inherits the complete client record. They can use "Buddy" as an intelligent co-pilot to get up to speed on the client's entire history, ensuring a seamless and professional handover. This solves the "orphan client" problem and makes your firm the best place for top agents to build their careers.
